Paris, 17 October 2003
MISC/2003/CLT/CH/14
CONVENTION FOR THE SAFEGUARDING OF THE INTANGIBLE CULTURAL HERITAGE
The General Conference of the United Nations Educational, Scientific and Cultural
Organization hereinafter referred to as UNESCO, meeting in Paris, from 29 September to
17 October 2003, at its 32nd session,
Referring to existing international human rights instruments, in particular to the Universal Declaration on Human Rights of 1948, the International Covenant on Economic, Social and Cultural Rights of 1966, and the International Covenant on Civil and Political Rights of 1966,
Considering the importance of the intangible cultural heritage as a mainspring of cultural diversity and a guarantee of sustainable development, as underscored in the UNESCO Recommendation on the Safeguarding of Traditional Culture and Folklore of 1989, in the UNESCO Universal Declaration on Cultural Diversity of 2001, and in the Istanbul Declaration of 2002 adopted by the Third Round Table of Ministers of Culture,
Considering the deep-seated interdependence between the intangible cultural heritage and the tangible cultural and natural heritage,
Recognizing that the processes of globalization and social transformation, alongside the conditions they create for renewed dialogue among communities, also give rise, as does the phenomenon of intolerance, to grave threats of deterioration, disappearance and destruction of the intangible cultural heritage, in particular owing to a lack of resources for safeguarding such heritage,
Being aware of the universal will and the common concern to safeguard the intangible cultural heritage of humanity,
Recognizing that communities, in particular indigenous communities, groups and, in some cases, individuals, play an important role in the production, safeguarding, maintenance and re- creation of the intangible cultural heritage, thus helping to enrich cultural diversity and human creativity,
Noting the far-reaching impact of the activities of UNESCO in establishing normative instruments for the protection of the cultural heritage, in particular the Convention for the Protection of the World Cultural and Natural Heritage of 1972,
Noting further that no binding multilateral instrument as yet exists for the safeguarding of the intangible cultural heritage,
Considering that existing international agreements, recommendations and resolutions concerning the cultural and natural heritage need to be effectively enriched and supplemented by means of new provisions relating to the intangible cultural heritage,
Considering the need to build greater awareness, especially among the younger generations, of the importance of the intangible cultural heritage and of its safeguarding,
Considering that the international community should contribute, together with the States Parties to this Convention, to the safeguarding of such heritage in a spirit of cooperation and mutual assistance,
Recalling UNESCO’s programmes relating to the intangible cultural heritage, in particular the
Proclamation of Masterpieces of the Oral and Intangible Heritage of Humanity,
Considering the invaluable role of the intangible cultural heritage as a factor in bringing human beings closer together and ensuring exchange and understanding among them,
Adopts this Convention on this seventeenth day of October 2003.
Article 1 – Purposes of the Convention
The purposes of this Convention are:
(a) to safeguard the intangible cultural heritage;
(b) to ensure respect for the intangible cultural heritage of the communities, groups and individuals concerned;
(c) to raise awareness at the local, national and international levels of the importance of the intangible cultural heritage, and of ensuring mutual appreciation thereof;
(d) to provide for international cooperation and assistance.
Article 2 – Definitions
For the purposes of this Convention,
(a) oral traditions and expressions, including language as a vehicle of the intangible cultural heritage;
(b) performing arts;
(c) social practices, rituals and festive events;
(d) knowledge and practices concerning nature and the universe; (e) traditional craftsmanship.
Article 3 – Relationship to other international instruments
Nothing in this Convention may be interpreted as:
(a) altering the status or diminishing the level of protection under the 1972
Convention concerning the Protection of the World Cultural and Natural Heritage of World Heritage properties with which an item of the intangible cultural heritage is directly associated; or
(b) affecting the rights and obligations of States Parties deriving from any international instrument relating to intellectual property rights or to the use of biological and ecological resources to which they are parties.
Article 4 – General Assembly of the States Parties
Article 5 – Intergovernmental Committee for the Safeguarding of the Intangible Cultural Heritage
Article 6 – Election and terms of office of States Members of the Committee
Parties to the Convention meeting in General Assembly.
Committee.
Article 7 – Functions of the Committee
Without prejudice to other prerogatives granted to it by this Convention, the functions of the
Committee shall be to:
(a) promote the objectives of the Convention, and to encourage and monitor the implementation thereof;
(b) provide guidance on best practices and make recommendations on measures for the safeguarding of the intangible cultural heritage;
(c) prepare and submit to the General Assembly for approval a draft plan for the use of the resources of the Fund, in accordance with Article 25;
(d) seek means of increasing its resources, and to take the necessary measures to this end, in accordance with Article 25;
(e) prepare and submit to the General Assembly for approval operational directives for the implementation of this Convention;
(f) examine, in accordance with Article 29, the reports submitted by States Parties, and to summarize them for the General Assembly;
(g) examine requests submitted by States Parties, and to decide thereon, in accordance with objective selection criteria to be established by the Committee and approved by the General Assembly for:
(i) inscription on the lists and proposals mentioned under Articles 16, 17 and
18;
(ii) the granting of international assistance in accordance with Article 22.
Article 8 – Working methods of the Committee
Members.
Article 9 – Accreditation of advisory organizations
Article 10 – The Secretariat
III. Safeguarding of the intangible cultural heritage at the national level
Article 11 – Role of States Parties
Each State Party shall:
(a) take the necessary measures to ensure the safeguarding of the intangible cultural heritage present in its territory;
(b) among the safeguarding measures referred to in Article 2, paragraph 3, identify and define the various elements of the intangible cultural heritage present in its territory, with the participation of communities, groups and relevant non- governmental organizations.
Article 12 – Inventories
Article 13 – Other measures for safeguarding
To ensure the safeguarding, development and promotion of the intangible cultural heritage present in its territory, each State Party shall endeavour to:
(a) adopt a general policy aimed at promoting the function of the intangible cultural heritage in society, and at integrating the safeguarding of such heritage into planning programmes;
(b) designate or establish one or more competent bodies for the safeguarding of the intangible cultural heritage present in its territory;
(c) foster scientific, technical and artistic studies, as well as research methodologies, with a view to effective safeguarding of the intangible cultural heritage, in particular the intangible cultural heritage in danger;
(d) adopt appropriate legal, technical, administrative and financial measures aimed at: (i) fostering the creation or strengthening of institutions for training in the
management of the intangible cultural heritage and the transmission of such heritage through forums and spaces intended for the performance or expression thereof;
(ii) ensuring access to the intangible cultural heritage while respecting customary practices governing access to specific aspects of such heritage;
(iii) establishing documentation institutions for the intangible cultural heritage and facilitating access to them.
Article 14 – Education, awareness-raising and capacity-building
Each State Party shall endeavour, by all appropriate means, to:
(a) ensure recognition of, respect for, and enhancement of the intangible cultural heritage in society, in particular through:
(i) educational, awareness-raising and information programmes, aimed at the general public, in particular young people;
(ii) specific educational and training programmes within the communities and groups concerned;
(iii) capacity-building activities for the safeguarding of the intangible cultural heritage, in particular management and scientific research; and
(iv) non-formal means of transmitting knowledge;
(b) keep the public informed of the dangers threatening such heritage, and of the activities carried out in pursuance of this Convention;
(c) promote education for the protection of natural spaces and places of memory whose existence is necessary for expressing the intangible cultural heritage.
Article 15 – Participation of communities, groups and individuals
Within the framework of its safeguarding activities of the intangible cultural heritage, each State Party shall endeavour to ensure the widest possible participation of communities, groups and, where appropriate, individuals that create, maintain and transmit such heritage, and to involve them actively in its management.
Article 16 – Representative List of the Intangible Cultural Heritage of Humanity
Article 17 – List of Intangible Cultural Heritage in Need of Urgent Safeguarding
Article 18 – Programmes, projects and activities for the safeguarding of the intangible cultural heritage
activities for the safeguarding of the heritage which it considers best reflect the principles and objectives of this Convention, taking into account the special needs of developing countries.
Article 19 – Cooperation
Article 20 – Purposes of international assistance
International assistance may be granted for the following purposes:
(a) the safeguarding of the heritage inscribed on the List of Intangible Cultural
Heritage in Need of Urgent Safeguarding;
(b) the preparation of inventories in the sense of Articles 11 and 12;
(c) support for programmes, projects and activities carried out at the national, subregional and regional levels aimed at the safeguarding of the intangible cultural heritage;
(d) any other purpose the Committee may deem necessary.
Article 21 – Forms of international assistance
The assistance granted by the Committee to a State Party shall be governed by the operational directives foreseen in Article 7 and by the agreement referred to in Article 24, and may take the following forms:
(a) studies concerning various aspects of safeguarding; (b) the provision of experts and practitioners;
(c) the training of all necessary staff;
(d) the elaboration of standard-setting and other measures;
(e) the creation and operation of infrastructures; (f) the supply of equipment and know-how;
(g) other forms of financial and technical assistance, including, where appropriate, the granting of low-interest loans and donations.
Article 22 – Conditions governing international assistance
Article 23 – Requests for international assistance
Article 24 – Role of beneficiary States Parties
Article 25 – Nature and resources of the Fund
Regulations of UNESCO.
(b) funds appropriated for this purpose by the General Conference of UNESCO; (c) contributions, gifts or bequests which may be made by:
(i) other States;
(ii) organizations and programmes of the United Nations system, particularly the United Nations Development Programme, as well as other international organizations;
(iii) public or private bodies or individuals; (d) any interest due on the resources of the Fund;
(e) funds raised through collections, and receipts from events organized for the benefit of the Fund;
(f) any other resources authorized by the Fund’s regulations, to be drawn up by the
Committee.
Article 26 – Contributions of States Parties to the Fund
effect in regard to the contribution due by the State until the date on which the subsequent session of the General Assembly opens.
Article 27 – Voluntary supplementary contributions to the Fund
States Parties wishing to provide voluntary contributions in addition to those foreseen under Article 26 shall inform the Committee, as soon as possible, so as to enable it to plan its operations accordingly.
Article 28 – International fund-raising campaigns
The States Parties shall, insofar as is possible, lend their support to international fund-raising campaigns organized for the benefit of the Fund under the auspices of UNESCO.
VII. Reports
Article 29 – Reports by the States Parties
The States Parties shall submit to the Committee, observing the forms and periodicity to be defined by the Committee, reports on the legislative, regulatory and other measures taken for the implementation of this Convention.
Article 30 – Reports by the Committee
VIII. Transitional clause
Article 31 – Relationship to the Proclamation of Masterpieces of the Oral and
Intangible Heritage of Humanity
Article 32 – Ratification, acceptance or approval
Members of UNESCO in accordance with their respective constitutional procedures.
Director-General of UNESCO.
Article 33 – Accession
Article 34 – Entry into force
This Convention shall enter into force three months after the date of the deposit of the thirtieth instrument of ratification, acceptance, approval or accession, but only with respect to those States that have deposited their respective instruments of ratification, acceptance, approval, or accession on or before that date. It shall enter into force with respect to any other State Party three months after the deposit of its instrument of ratification, acceptance, approval or accession.
Article 35 – Federal or non-unitary constitutional systems
The following provisions shall apply to States Parties which have a federal or non-unitary constitutional system:
(a) with regard to the provisions of this Convention, the implementation of which comes under the legal jurisdiction of the federal or central legislative power, the obligations of the federal or central government shall be the same as for those States Parties which are not federal States;
(b) with regard to the provisions of this Convention, the implementation of which comes under the jurisdiction of individual constituent States, countries, provinces or cantons which are not obliged by the constitutional system of the federation to
take legislative measures, the federal government shall inform the competent authorities of such States, countries, provinces or cantons of the said provisions, with its recommendation for their adoption.
Article 36 – Denunciation
Director-General of UNESCO.
Article 37 – Depositary functions
The Director-General of UNESCO, as the Depositary of this Convention, shall inform the States Members of the Organization, the States not Members of the Organization referred to in Article 33, as well as the United Nations, of the deposit of all the instruments of ratification, acceptance, approval or accession provided for in Articles 32 and 33, and of the denunciations provided for in Article 36.
Article 38 – Amendments
(a) as a Party to this Convention as so amended; and
(b) as a Party to the unamended Convention in relation to any State Party not bound by the amendments.
Article 39 – Authoritative texts
This Convention has been drawn up in Arabic, Chinese, English, French, Russian and
Spanish, the six texts being equally authoritative.
Article 40 – Registration
In conformity with Article 102 of the Charter of the United Nations, this Convention shall be registered with the Secretariat of the United Nations at the request of the Director-General of UNESCO.